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AJ Bell PLC - Correction - Director/PDMR Shareholding

RNS Number : 8633W
AJ Bell PLC
13 December 2019
 

CORRECTION: The "Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them" announcement released 12 December at 12:41 under RNS number 7112W has been amended further as follows:

 

a)   The number of Ordinary Shares sold in column (3) of the table in section (3) of the announcement in relation to the exercise of EIP options by Louis Petherick should read "6,009"

 

b)   The number of Ordinary Shares sold in column (3) of the table in section (3) of the announcement in relation to the exercise of EIP options by Roger Stott should read "9,117"

All other details remain unchanged. The full amended text is shown below.

 

 

 

AJ Bell plc

("AJ Bell", the "Company")

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

The Company announces that, subject to completion, where applicable, it has been notified of the below transactions on 11 and 12 December 2019 (Transactions). 

(1)  Those persons discharging managerial responsibility (PDMR) in the Company who are named in column (1) of the below table sold the number of ordinary shares of £0.000125 each in the Company (Ordinary Shares) set alongside their respective names in column (2) of the below table on 11 December 2019 in the placing which was announced yesterday of an aggregate of 6,422,905 Ordinary Shares which were sold by certain directors, senior managers and employees of the Company at a price of 400 pence per share (Placing).

(1)

(2)

PDMR

Number of Ordinary Shares sold

Directors


Les Platts

66,993

Michael Summersgill

435,809

Laura Carstensen

52,045

Eamonn Flanagan

5,500

Simon Turner

30,000



Senior Managers


Fergus Lyons

895,250

Charles Galbraith

700,000

 

(2)  Those persons who are named in column (1) of the below table, who are persons closely associated (PCA) with the PDMRs named in column (2) of the below table, sold the number of Ordinary Shares set alongside their respective names in column (3) of the below table on 11 December 2019 in the Placing.

(1)

(2)

(3)

PCA

PDMR

Number of Ordinary Shares sold

Lucy Summersgill

Michael Summersgill

3,500

Marion Flanagan

Eamonn Flanagan

10,000

Caroline Anne Lyons

Fergus Lyons

3,500

Laura Helen Petherick

Louis Petherick

147,950

Julie Stott

Roger Stott

412,448

 

(3)  Those PDMRS who are named in column (1) of the below table exercised nominal cost options under the Company's Executive Incentive Plan (EIP) on 11 December 2019 to acquire the number of Ordinary Shares set alongside their respective names in column (2) of the below table and, where indicated in column (3) of that table, then sold some of those Ordinary Shares on 12 December 2019 at a price of 400 pence per Ordinary Share to pay associated income tax and national insurance contribution liabilities.

(1)

(2)

(3)

PDMR

Number of Ordinary Shares acquired

Number of Ordinary Shares sold

Fergus Lyons

35,587

0

Charles Galbraith

34,315

16,128

Louis Petherick

12,976

6,009

Roger Stott

19,397

9,117

 

(4)  The PDMRS who are named in column (1) of the below table purchased the number of shares set alongside their respective names in column (2) of the below table under the Company's Buy As You Earn scheme (BAYE) on 11 December 2019 at a price of £1.60 per Ordinary Share.

(1)

(2)

PDMR

Number of Ordinary Shares acquired



Charles Galbraith

1,125

Roger Stott

1,125

Bruce Robinson

1,125

 

(5)  Following completion of the Transactions, each of the PDMRs named in column (1) of the below table is interested in the number of Ordinary Shares in the Company and percentage of the Company's issued share capital set alongside their respective names in columns (2) and (3) of the below table.

(1)

(2)

(3)

PDMR

Number of shares in which interested

% of issued share capital

Les Platts

602,942

0.15

Michael Summersgill

1,850,800

0.45

Laura Carstensen

52,045

0.01

Eamonn Flanagan

151,090

0.04

Simon Turner

279,142

0.07

Fergus Lyons

18,760,110

4.59

Charles Galbraith

2,765,320

0.68

Louis Petherick

171,983

0.04

Roger Stott

448,884

0.11

Bruce Robinson

566,386

0.14

 

The notifications below, made in accordance with the requirements of the EU Market Abuse Regulation, provide further details.

 

ENQUIRIES

 

AJ Bell                             

 

·    Bruce Robinson, Company Secretary                                         +44 (0) 780 234 4859



 

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Les Platts

2

Reason for the notification

a)

Position/status

Chairman/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

 400 pence

66,993

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

11 December 2019

 

g)

Place of the transaction

London Stock Exchange

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Michael Summersgill

2

Reason for the notification

a)

Position/status

Chief Financial Officer/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

400 pence

435,809

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

London Stock Exchange

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Laura Carstensen

2

Reason for the notification

a)

Position/status

Non-Executive Director/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

400 pence

52,045

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

London Stock Exchange

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Eamonn Flanagan

2

Reason for the notification

a)

Position/status

Non-Executive Director/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

400 pence

5,500

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

London Stock Exchange

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Simon Turner

2

Reason for the notification

a)

Position/status

Non-Executive Director/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

400 pence

30,000

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

London Stock Exchange

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Fergus Lyons

2

Reason for the notification

a)

Position/status

Managing Director, AJ Bell Investcentre

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

400 pence

895,250

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

London Stock Exchange

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Charles Galbraith

2

Reason for the notification

a)

Position/status

Managing Director, AJ Bell Youinvest/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

400 pence

700,000

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

London Stock Exchange

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Lucy Summersgill

2

Reason for the notification

a)

Position/status

PCA with Michael Summersgill, Chief Financial Officer/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

400 pence

3,500

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

London Stock Exchange

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Marion Flanagan

2

Reason for the notification

a)

Position/status

PCA with Eamonn Flanagan, Non-Executive Director/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

400 pence

10,000

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

London Stock Exchange

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Caroline Anne Lyons

2

Reason for the notification

a)

Position/status

PCA with Fergus Lyons, Managing Director, AJ Bell Investcentre/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

400 pence

3,500

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

London Stock Exchange

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Laura Helen Petherick

2

Reason for the notification

a)

Position/status

PCA with Louis Petherick, Chief Risk Officer/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

400 pence

147,950

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

London Stock Exchange

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Julie Stott

2

Reason for the notification

a)

Position/status

PCA with Roger Stott, Group Finance Director/PDMR

 

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

 

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

  GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

400 pence

412,448

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

London Stock Exchange

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Fergus Lyons

2

Reason for the notification

a)

Position/status

Managing Director, AJ Bell Investcentre

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP Options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

35,587

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

Outside a trading venue

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Charles Galbraith

2

Reason for the notification

a)

Position/status

Managing Director, AJ Bell Youinvest/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP Options

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

34,315

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

Outside a trading venue

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Louis Petherick

2

Reason for the notification

a)

Position/status

Chief Risk Officer/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP Options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

12,976

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

Outside a trading venue

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Roger Stott

2

Reason for the notification

a)

Position/status

Group Finance Director/PDMR

 

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

 

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

  GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP Options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

19,397

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

Outside a trading venue

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Charles Galbraith

2

Reason for the notification

a)

Position/status

Managing Director, AJ Bell Youinvest/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

 400 pence

16,128

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

12 December 2019

g)

Place of the transaction

London Stock Exchange

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Louis Petherick

2

Reason for the notification

a)

Position/status

Chief Risk Officer/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

 400 pence

6,009

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

12 December 2019

g)

Place of the transaction

London Stock Exchange

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Roger Stott

2

Reason for the notification

a)

Position/status

Group Finance Director/PDMR

 

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

 

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

  GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

 400 pence

9,117

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

12 December 2019

g)

Place of the transaction

London Stock Exchange

 

 

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Charles Galbraith

2

Reason for the notification

a)

Position/status

Managing Director, AJ Bell Youinvest/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Purchase of shares under BAYE

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

160 pence

1,125

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

Outside a trading venue

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Roger Stott

2

Reason for the notification

a)

Position/status

Group Finance Director/PDMR

 

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

 

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

  GB00BFZNLB60

b)

Nature of the transaction

Purchase of shares under BAYE

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

160 pence

1,125

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

Outside a trading venue

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Bruce Robinson

2

Reason for the notification

a)

Position/status

Group Legal Service Director and Company Secretary/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Purchase of shares under BAYE

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

160 pence

1,125

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

11 December 2019

g)

Place of the transaction

Outside a trading venue

 

Name of officer of issuer responsible for making notification: Bruce Robinson (Company Secretary)

Date of notification: 12 December 2019 

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
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Quick facts: AJ Bell PLC

Price: 305

Market: LSE
Market Cap: £1.25 billion
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