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Barclays PLC

Form 8.5 (EPT/NON-RI) - TESCO PLC - Amendment

--(BUSINESS WIRE)--LONDON

FORM 8.5 (EPT/NON-RI) - AMENDMENT TO SALES AND PURCHASES

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(b) Cash-settled derivative transactions

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

(ii) Exercise

(d) Other dealings (including subscribing for new securities)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

(b) Agreements, arrangements or understandings relating to options or derivatives

(c) Attachments

Public disclosures under Rule 8 of the Code must be made to a .Regulatory Information Service

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at.www.thetakeoverpanel.org.uk

BARCLAYS PLC

Source:BARCLAYS PLC

(a) of exempt principal trader:Name BARCLAYS CAPITAL SECURITIES LTD
(b)of offeror/offeree in relation to whoseNameTESCO PLC
 relevant securities this form relates: 
(c)of the party to the offer with which exemptNameTESCO PLC
 principal trader is connected 
(d)Date position held/dealing undertaken:08 February 2018
(e)In addition to the company in 1(b) above, is the exempt principalYES:
 trader making disclosures in respect of any other party to the offer?BOOKER GROUP PLC
Class of relevant security:   5p ordinary      
InterestsShort Positions
  Number(%)Number(%)
(1)Relevant securities owned
and/or controlled:33,288,5840.41%43,027,2250.53%
      
(2)Cash-settled derivatives:
16,172,8800.20%12,592,0190.15%
      
(3)Stock-settled derivatives (including options)
and agreements to purchase/sell:00.00%00.00%
      
 
TOTAL:49,461,4640.61%55,619,2440.68%
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securitiespaid/receivedpaid/received
5p ordinaryPurchase4,631,0702.0363 GBP2.01 GBP
5p ordinarySale4,302,0782.0397 GBP2.01 GBP
ADRPurchase3,4008.4580 GBP8.4580 GBP
ADRSale3,4008.4580 GBP8.4580 GBP
Class of Product Nature of dealing Number of Price per
relevantdescriptionreferenceunit
security  securities 
5p ordinarySWAPLong8482.0270 GBP
5p ordinarySWAPLong13,9372.0260 GBP
5p ordinarySWAPLong19,9092.0243 GBP
5p ordinaryCFDLong27,4222.0323 GBP
5p ordinarySWAPLong77,8262.0231 GBP
5p ordinaryCFDLong99,4142.0397 GBP
5p ordinaryCFDLong103,0022.0238 GBP
5p ordinaryCFDLong113,6592.0219 GBP
5p ordinaryCFDLong144,7402.0284 GBP
5p ordinaryCFDLong172,9552.0309 GBP
5p ordinarySWAP Expires12/02/2019Long172,9552.0309 GBP
5p ordinarySWAPLong273,4452.0277 GBP
5p ordinarySWAPShort3282.0332 GBP
5p ordinarySWAPShort6522.0344 GBP
5p ordinarySWAPShort8002.0242 GBP
5p ordinarySWAPShort1,1892.0345 GBP
5p ordinarySWAPShort2,0002.0304 GBP
5p ordinarySWAPShort2,6802.0330 GBP
5p ordinaryCFDShort2,7042.0155 GBP
5p ordinarySWAPShort3,3022.0299 GBP
5p ordinarySWAPShort4,6322.0322 GBP
5p ordinaryCFDShort4,6702.0202 GBP
5p ordinaryCFDShort5,5262.0175 GBP
5p ordinaryCFDShort8,3142.0326 GBP
5p ordinarySWAPShort11,6312.0336 GBP
5p ordinarySWAPShort12,5592.0298 GBP
5p ordinaryCFDShort15,0002.0221 GBP
5p ordinarySWAPShort16,8092.0359 GBP
5p ordinaryCFDShort21,2172.0329 GBP
5p ordinaryCFDShort21,7442.0241 GBP
5p ordinarySWAPShort24,6152.0253 GBP
5p ordinaryCFDShort35,2902.0142 GBP
5p ordinaryCFDShort39,1972.0199 GBP
5p ordinaryCFDShort39,4492.0192 GBP
5p ordinarySWAPShort51,0062.0319 GBP
5p ordinaryCFDShort57,8812.0363 GBP
5p ordinaryCFDShort75,3522.0291 GBP
5p ordinaryCFDShort100,0002.0323 GBP
5p ordinarySWAPShort195,0202.0240 GBP
5p ordinarySWAPShort217,0532.0259 GBP
5p ordinarySWAPShort258,9972.0317 GBP
5p ordinarySWAPShort274,3592.0289 GBP
5p ordinarySWAPShort317,2702.0150 GBP
Class of relevant security Product descriptione.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

 Expiry date Option money paid/ received per unit
Class of relevant security Product description

e.g. call option

 Exercising/ exercised against Number of securities Exercise price per unit
Class of relevant security Nature of dealing

e.g. subscription, conversion

 Details Price per unit (if applicable)
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:14 Feb 2018
Contact name:Jay Supaya
Telephone number:020 7773 0635
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