03:06 Thu 24 Dec 2020
FORM 38.5(b)- Osmotica Pharmaceuticals plc - AMENDMENT
--(BUSINESS WIRE)--
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FORM 38.5(b) - Amendment to Purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
2. INTERESTS AND
a. Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
b. Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2)
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3. DEALINGS (Note 3)
a. Purchases and sales
b. Derivatives transactions (other than options transactions)
i. Options transactions in respect of existing relevant securities
ii. Writing, selling, purchasingor varying
c. Exercising
d. Other dealings (including transactions in respect of new securities) (Note 3)
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4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
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BARCLAYS PLC
Source: BARCLAYS PLC
Name of exempt principal trader: | BARCLAYS CAPITAL INC |
Company dealt in | OSMOTICA PHARMACEUTICALS PLC |
Class of relevant security to which the | ordinary shares |
dealings being disclosed relate | |
Date of dealing |
Class of relevant security: | ORD | ||||
Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities owned |
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320 | 0.00% | 5,635 | 0.01% | ||
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(2) | Derivatives (other than options): |
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0 | 0.00% | 0 | 0.00% | ||
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(3) | Options and agreements to |
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purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
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TOTAL: | 320 | 0.00% | 5,635 | 0.01% | |
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Class of relevant security: | Long | Short | ||||
| Number |
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| (%) |
(1) Relevant securities |
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(2) Derivatives (other than options) |
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(3) Options and agreements to purchase/sell |
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Total |
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Purchase/sale | Number of | Price per unit |
securities |
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Purchase | 100 | 5.7600 USD |
Purchase | 100 | 5.7500 USD |
Purchase | 140 | 5.7464 USD |
Purchase | 200 | 5.7750 USD |
Purchase | 427 | 5.7200 USD |
Purchase | 500 | 5.8280 USD |
Purchase | 6,054 | 5.8778 USD |
Sale | 5,719 | 5.7200 USD |
Sale | 7,094 | 5.8653 USD |
Product name, e.g. CFD | Nature of transaction (Note 5) | Number of relevant securities (Note 6) | Price per unit (Note 4) |
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Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
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Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
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Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
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Is a Supplemental Form 38.5(b) attached? | NO |
Date of disclosure: | |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
Name of offeree/offeror with which connected |
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Nature of connection |
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