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Form 8.5 (EPT/NON-RI) - G4S PLC

--(BUSINESS WIRE)--  LONDON

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(b) Cash-settled derivative transactions

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

(ii) Exercise

(d) Other dealings (including subscribing for new securities)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

(b) Agreements, arrangements or understandings relating to options or derivatives

(c) Attachments

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at .www.thetakeoverpanel.org.uk

BARCLAYS PLC

Source: BARCLAYS PLC

(a)Name of exempt principal trader:BARCLAYS CAPITAL SECURITIES LTD
(b)Name of offeror/offeree in relation to whoseG4S PLC
relevant securities this form relates:
(c)Name of the party to the offer with which exemptFleming Capital Securities, Inc. (a wholly-owned subsidiary of Garda World Security Corporation)
principal trader is connected
(d)Date position held/dealing undertaken:15 January 2021
(e)In addition to the company in 1(b) above, is the exempt principalNO
trader making disclosures in respect of any other party to the offer?
Class of relevant security:25p ordinary
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned
and/or controlled:

18,991,317

1.22%

2,688,993

0.17%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

1,584,185

0.10%

17,874,424

1.15%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

20,575,502

1.33%

20,563,417

1.33%

 

 

 

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

Class of relevantPurchase/saleTotal number ofHighest price per unitLowest price per unit
securitysecuritiespaid/receivedpaid/received

25p ordinary

Purchase

849,021

21.4500 DKK

21.4406 DKK

25p ordinary

Purchase

492,503

2.6050 GBP

2.5995 GBP

25p ordinary

Sale

265,562

21.4915 DKK

21.4915 DKK

25p ordinary

Sale

1,116,255

2.6051 GBP

2.5915 GBP

Class ofProductNature of dealingNumber ofPrice per
relevantdescriptionreferenceunit
securitysecurities

25p ordinary

SWAP

Long

20

21.5500 DKK

25p ordinary

SWAP

Long

700

2.5992 GBP

25p ordinary

CFD

Long

759

21.5480 DKK

25p ordinary

CFD

Long

4,162

21.4980 DKK

25p ordinary

SWAP

Long

11,657

2.6021 GBP

25p ordinary

SWAP

Long

27,631

2.6037 GBP

25p ordinary

SWAP

Long

53,842

2.6034 GBP

25p ordinary

SWAP

Long

65,657

2.6024 GBP

25p ordinary

CFD

Long

396,000

21.5000 DKK

25p ordinary

CFD

Long

575,450

2.5990 GBP

25p ordinary

SWAP

Short

97

21.6000 DKK

25p ordinary

CFD

Short

586

21.6019 DKK

25p ordinary

SWAP

Short

653

2.6000 GBP

25p ordinary

CFD

Short

1,731

21.6036 DKK

25p ordinary

CFD

Short

1,959

21.5480 DKK

25p ordinary

CFD

Short

8,577

21.4406 DKK

25p ordinary

CFD

Short

11,185

2.6024 GBP

25p ordinary

SWAP

Short

123,320

2.6007 GBP

25p ordinary

CFD

Short

396,000

2.5646 GBP

25p ordinary

CFD

Short

575,450

21.4560 DKK

Class of relevant security

Product descriptione.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

Is a Supplemental Form 8 (Open Positions) attached?NO
Date of disclosure:

18 Jan 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Quick facts: Barclays PLC

Price: -

Market: LSE
Market Cap: -
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