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Brewin Dolphin Hldgs - Director/PDMR Shareholding

RNS Number : 5749P
Brewin Dolphin Holdings PLC
10 June 2020
 

The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Susan Beckett

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Chief Risk Officer (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

Identification code

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Acquisition of shares through the Group's Share Incentive Plan.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

298.19p

 

56

d)

 

Aggregated information

- Aggregated volume

 

- Price

 

 

56 ordinary 1p shares

 

298.19p

 

e)

 

Date of the transaction

 

 

05 June 2020

f)

 

Place of the transaction

 

 

London Stock Exchange

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Robin Beer

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Managing Director of Investment Solutions & Distribution (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Brewin Dolphin Holdings PLC           

b)

 

LEI

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

Identification code

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Acquisition of shares through the Group's Share Incentive Plan.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

298.19p

 

56

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

56 ordinary 1p shares

 

298.19p

 

 

e)

 

Date of the transaction

 

 

05 June 2020

f)

 

Place of the transaction

 

 

London Stock Exchange

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Richard Buxton

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Human Resources Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

Identification code

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Acquisition of shares through the Group's Share Incentive Plan.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

298.19p

 

56

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

56 ordinary 1p shares

 

298.19p

 

e)

 

Date of the transaction

 

05 June 2020

f)

 

Place of the transaction

 

London Stock Exchange

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Charles Ferry

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Managing Director of Private Clients (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

Identification code

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Acquisition of shares through the Group's Share Incentive Plan.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

298.19p

 

47

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

 

47 ordinary 1p shares

 

298.19p

 

e)

 

Date of the transaction

 

 

05 June 2020

f)

 

Place of the transaction

 

 

London Stock Exchange

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Nicholas Fitzgerald

2

 

Reason for the notification

 

a)

 

Position/status

 

Managing Director of Financial Planning (PDMR)

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

Identification code

 

Shares

 

GB0001765816

 

b)

 

Nature of the transaction

 

 

Acquisition of shares through the Group's Share Incentive Plan.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

298.19p

 

48

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

48 ordinary 1p shares

 

298.19p

 

e)

 

Date of the transaction

 

 

05 June 2020

f)

 

Place of the transaction

 

London Stock Exchange

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

David Nicol

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Chief Executive (Director)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.

 

a)

 

Description of the financial instrument, type of instrument

Identification code

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Acquisition of shares through the Group's Share Incentive Plan.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

298.19p

 

56

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

 

56 ordinary 1p shares

 

298.19p

 

 

e)

 

Date of the transaction

 

 

05 June 2020

f)

 

Place of the transaction

 

London Stock Exchange

 

            Brewin Dolphin Holdings PLC

(the 'Company')

 

Siobhan Boylan received a share award under the Company's Share Award Agreement ('SAA') on 29 March 2019 for 187,206 shares (the 'Award'). This Award has a staggered vesting period and the second tranche of 63,415 shares has vested.

 

The Company has in place an automatic sell provision to cover tax and NICs for the employee (the 'Provision'), after which the balance of shares is automatically transferred to the participant (the 'Balance of Shares').

 

Siobhan Boylan has retained the Balance of Shares.

 

The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Siobhan Boylan

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Chief Financial Officer (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Following the automatic vesting of the Award, a number of shares were sold (the 'Sale') as a result of applying the Provision.  The remaining Balance of Shares were  acquired (the 'Acquisition').

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

273.78p

 

29,913

0.00p

33,502

d)

 

Aggregated information

 

 

- Aggregated volume

 

- Price

 

 

 

- Aggregated volume

 

- Price

 

 

Sale

 

29,913 shares

 

273.78p

 

Acquisition

 

33,502 shares

 

0.00p

e)

 

Date of the transaction

 

 

2020-04-30

f)

 

Place of the transaction

 

 

London Stock Exchange

 

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
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Quick facts: Brewin Dolphin

Price: 269.5

Market: LSE
Market Cap: £817.21 m
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