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UBS AG (EPT) - Form 8.5 (EPT/RI) - Replacement

RNS Number : 4130O
UBS AG (EPT)
06 August 2014
 

This announcement replaces the previous RNS announcement 2890O

released at 11:35am on the 5th August 2014. Amendments made to total GBP Sells in 2(a) and 1 CFD addition in 2(b). All other information remains unchanged.

 

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Dixons Retail Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Carphone Warehouse Grp Plc

(d) Date dealing undertaken:

04 August 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES

Carphone Warehouse Grp Plc

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

2.5p ordinary

Buy

 

554

0.74697 

EUR     

0.67488        EUR

2.5p ordinary

Buy

 

1969282

0.525512        GBP

0.51834        GBP

2.5p ordinary

Sell

 

554

0.74697 

EUR     

0.67488        EUR

2.5p ordinary

Sell

 

5944035

0.526536        GBP

0.51834        GBP

2.5p ordinary

Sell

 

8938

0.880407        USD

0.880407        USD

 

(b)        Derivatives transactions (other than options)

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

2.5p ordinary

CFD

 

Long

8938

0.88040673        USD

2.5p ordinary

CFD

 

Long

195995

0.522887        GBP

2.5p ordinary

CFD

 

Long

607105

0.52653594        GBP

2.5p ordinary

CFD

 

Long

2254600

0.5265        GBP

2.5p ordinary

CFD

 

Long

18378

0.523043        GBP

2.5p ordinary

CFD

 

Long

1979520

0.52524        GBP

2.5p ordinary

CFD

 

Short

549994

0.523318        GBP

2.5p ordinary

CFD

 

Short

530851

0.52346        GBP

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit




 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

05 August 2014

Contact name:

Gemma Crewdson

Telephone number:

+44 (0)20 7568 1245

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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