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JPMorgan Sec.Plc - Form 8.5 (EPT/RI)- London Stock Exchange Group plc

RNS Number : 1532P
JPMorgan Securities Plc
08 October 2019
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

London Stock Exchange Group plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Defence Advisor to London Stock Exchange Group plc

(d) Date dealing undertaken:

7 October 2019

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, Hong Kong Exchanges and Clearing Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

(GBP)

Lowest price per unit paid/received

(GBP)

Ordinary Share

Purchase

 

Sale

143,080

 

 441,889

74.9800

 

 74.9800

73.7000

 

 73.6400

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Share

Equity Swap

Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Short

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

897

283

241,000

321

1,513

3,576

10,965

2,003

793

61

4,040

285

104

1,296

1,674

8,678

6,337

121

265

9,910

12,976

430

239

3,147

1,629

4,550

549

691

35

2,006

2

11,520

1,417

274

2

269

1,008

31

 

133

74

3,299

2

4,102

357

102

126

1,193

602

288

21,824

3,571

7,076

193

1,238

325

353

795

73.9847 GBP

73.9996 GBP

74.0000 GBP

74.0276 GBP

74.0296 GBP

74.0661 GBP

74.0914 GBP

74.1244 GBP

74.1250 GBP

74.1286 GBP

74.1529 GBP

74.1795 GBP

74.2278 GBP

74.2483 GBP

74.2500 GBP

74.3055 GBP

74.3402 GBP

74.3672 GBP

74.3673 GBP

74.3746 GBP

74.3870 GBP

74.3923 GBP

74.4180 GBP

74.4219 GBP

74.4294 GBP

74.4544 GBP

74.4602 GBP

74.4842 GBP

74.4900 GBP

74.5178 GBP

74.5185 GBP

74.5200 GBP

74.6000 GBP

74.6746 GBP

74.6900 GBP

74.7019 GBP

74.7085 GBP

74.8996 GBP

 

73.8828 GBP

73.9404 GBP

74.1824 GBP

74.2963 GBP

74.3846 GBP

74.4050 GBP

74.4246 GBP

74.4426 GBP

74.4683 GBP

74.4999 GBP

74.5124 GBP

74.5200 GBP

74.5204 GBP

74.5234 GBP

74.5246 GBP

74.6008 GBP

74.8192 GBP

74.8801 GBP

74.8814 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Ordinary Share








 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

8 October 2019

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
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