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viewThe London Stock Exchange Group PLC

JPMorgan Sec.Plc - Form 8.5 (EPT/RI)-LondonStock Exchnge Grpplc AMEND

RNS Number : 1650P
JPMorgan Securities Plc
08 October 2019
 

AMENDMENT

INCREASED EQUITY PURCHASES BY 690 TO 258,080

ADDED EQUITY SWAP SALES OF 690

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

London Stock Exchange Group plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Defence Advisor to London Stock Exchange Group plc

(d) Date dealing undertaken:

2 October 2019

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, Hong Kong Exchanges and Clearing Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

(GBP)

Lowest price per unit paid/received

(GBP)

Ordinary Share

Purchase

 

Sale

258,080

 

209,918

72.4700

 

72.4700

69.8600

 

69.9073

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

Ordinary Share

Equity Swap

Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Short

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

105

120

425

1,551

938

2,130

191

522

5

632

1,037

3,775

2,291

5,182

469

1,272

1,078

5,156

25,066

16,997

1,214

1,173

290

551

30

165

4,792

45

1,255

2,270

98

200

182

22

156

643

82,028

200

10,525

638

322

255

63

63

3,458

46

10,860

308

9,938

3,302

555

2,311

5,599

2,174

607

254

1,240

113

224

135

2,661

1,004

8,585

139

4,956

6,325

852

4,178

32,912

229

2,829

762

249

233

6,232

2,942

3,000

849

143

1,449

861

229

20

2,068

57

57

536

690

69.9176 GBP

69.9779 GBP

70.0156 GBP

70.0163 GBP

70.0170 GBP

70.0184 GBP

70.0201 GBP

70.0205 GBP

70.0330 GBP

70.0534 GBP

70.0646 GBP

70.0653 GBP

70.0660 GBP

70.0674 GBP

70.0691 GBP

70.0695 GBP

70.0730 GBP

70.0769 GBP

70.0800 GBP

70.0916 GBP

70.1847 GBP

70.4853 GBP

70.5558 GBP

70.8270 GBP

70.9397 GBP

70.9609 GBP

71.0412 GBP

71.0989 GBP

71.1091 GBP

71.2267 GBP

71.2503 GBP

71.2561 GBP

71.3396 GBP

71.4996 GBP

71.5282 GBP

71.6046 GBP

 

69.8807 GBP

70.0650 GBP

70.0800 GBP

70.0846 GBP

70.0856 GBP

70.1128 GBP

70.1139 GBP

70.1231 GBP

70.1421 GBP

70.2159 GBP

70.2493 GBP

70.2699 GBP

70.3198 GBP

70.3396 GBP

70.3899 GBP

70.4432 GBP

70.4972 GBP

70.5006 GBP

70.5568 GBP

70.5824 GBP

70.7015 GBP

70.7211 GBP

70.7768 GBP

70.7784 GBP

70.8019 GBP

70.8513 GBP

70.8742 GBP

70.9473 GBP

70.9575 GBP

70.9695 GBP

70.9935 GBP

71.0298 GBP

71.0418 GBP

71.0502 GBP

71.0915 GBP

71.1471 GBP

71.1549 GBP

71.1909 GBP

71.1964 GBP

71.2017 GBP

71.2124 GBP

71.2521 GBP

71.2682 GBP

71.2890 GBP

71.3111 GBP

71.3204 GBP

71.3741 GBP

71.3821 GBP

71.4523 GBP

71.9558 GBP

85.9974 USD

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Ordinary Share








 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

8 October 2019

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
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