logo-loader
RNS
viewThe London Stock Exchange Group PLC

JPMorgan Sec.Plc - Form 8.5 (EPT/RI)-LondonStock Exchnge Grpplc AMEND

RNS Number : 1651P
JPMorgan Securities Plc
08 October 2019
 

AMENDMENT

INCREASED EQUITY PURCHASES BY 373 TO 138,733

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

London Stock Exchange Group plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Defence Advisor to London Stock Exchange Group plc

(d) Date dealing undertaken:

3 October 2019

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, Hong Kong Exchanges and Clearing Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

(GBP)

Lowest price per unit paid/received

(GBP)

Ordinary Share

Purchase

 

Sale

138,733

 

 124,266

71.6832

 

 71.6800

70.2200

 

 70.0200

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Share

Equity Swap

Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Short

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

200

 25

 281

 289

 5,122

 54

 89

 500

 864

 174

 1,343

 261

 1,730

 3,137

 430

 1,747

 6,602

 841

 420

 438

 425

 14,660

 62

 361

 84

 5,475

 19,708

  

 46

 1

 96

 48

 24

 220

 172

 86

 27

 1,333

 30

 487

 4,291

 191

 329

 6,448

 1

 15

 1,016

 4,057

 181

 194

 624

 487

 5,468

 109

 234

 41,039

 4,791

 3,070

 2,087

 117

 35

 58

 3,606

 8,908

 1,139

70.3562 GBP

70.8597 GBP

70.9036 GBP

70.9558 GBP

70.9661 GBP

70.9800 GBP

70.9846 GBP

70.9986 GBP

71.0155 GBP

71.0279 GBP

71.0608 GBP

71.0647 GBP

71.1023 GBP

71.1143 GBP

71.1637 GBP

71.1909 GBP

71.1960 GBP

71.2081 GBP

71.2197 GBP

71.2644 GBP

71.2822 GBP

71.3595 GBP

71.5775 GBP

71.6728 GBP

71.6743 GBP

71.6786 GBP

71.6796 GBP

 

70.2221 GBP

70.2700 GBP

70.3738 GBP

70.3752 GBP

70.3925 GBP

70.5709 GBP

70.7148 GBP

70.7183 GBP

70.7382 GBP

70.7754 GBP

70.7804 GBP

70.8602 GBP

70.8613 GBP

70.9082 GBP

70.9086 GBP

70.9268 GBP

70.9400 GBP

70.9420 GBP

70.9527 GBP

70.9600 GBP

71.0622 GBP

71.0628 GBP

71.0637 GBP

71.1059 GBP

71.1530 GBP

71.1606 GBP

71.2001 GBP

71.2098 GBP

71.2544 GBP

71.2747 GBP

71.2860 GBP

71.3045 GBP

71.3221 GBP

71.5856 GBP

71.6800 GBP

71.6804 GBP

71.6832 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Ordinary Share








 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

8 October 2019

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
FERBBBDGLBGBGCI

Quick facts: The London Stock Exchange Group PLC

Price: 7080

Market: LSE
Market Cap: £24.83 billion
Follow

Create your account: sign up and get ahead on news and events

NO INVESTMENT ADVICE

The Company is a publisher. You understand and agree that no content published on the Site constitutes a recommendation that any particular security, portfolio of securities, transaction, or investment strategy is...

FOR OUR FULL DISCLAIMER CLICK HERE