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Brewin Dolphin Ltd - Form 8.3 - LightwaveRF plc

RNS Number : 6376D
Brewin Dolphin Limited
20 February 2020
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Brewin Dolphin Limited

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

LightwaveRF plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

19/02/20

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary GBP0.05

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0

0.0000

 

 

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

 

     TOTAL:

0

 

(Difference of 342,893 from previous disclosure due to transfers out)

0.0000

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

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55,125

118,125

16,059

25,987

155,000

67,331

15,750

13,837

84,375

13,359

11,025

28,125

24,103

28,687

6,750

31,500

19,378

44,100

35,673

22,050

10,500

32,793

39,937

3,150

6,300

15,750

15,750

21,093

13,218

10,119

37,125

77,175

13,545

21,262

9,450

30,543

11,812

23,625

11,261

11,250

31,500

15,750

39,375

47,250

7,875

12,065

7,875

7,087

14,062

11,812

10,406

11,655

11,025

15,468

37,125

31,500

6,018

8,662

31,500

11,418

13,668

55,125

16,059

11,250

15,750

7,875

10,710

20,475

6,496

13,387

31,500

15,750

9,213

16,593

31,500

8,690

55,125

11,250

5,906

23,625

20,446

7,245

67,500

118,353

5,625

31,500

11,025

19,687

67,500

2,812

16,852

9,843

33,750

17,500

16,550

7,115

23,625

39,375

13,500

39,375

32,681

39,375

10,316

18,000

5,343

18,000

33,750

13,950

9,800

7,875

11,025

21,262

14,962

18,270

7,717

55,603

15,750

15,750

8,268

11,812

14,017

15,750

11,812

5,625

7,875

11,655

19,687

23,737

11,025

5,512

13,623

9,568

47,250

9,843

13,387

12,600

200,000

6,771

271,875

14,625

22,500

21,712

27,090

34,875

37,406

15,198

16,875

15,750

30,712

20,475

11,025

15,750

22,443

6,806

153,937

15,750

15,345

19,389

89,052

30,846

3,298

1,967

7,320

5,422

9,408

24,801

30,396

58,014

21,805

4,398

8,535

8,378

4,565

10,684

2,383

37,531

13,702

5,414

20,884

121,788

16,300

13,971

2,406

45,278

59,765

23,871

9,483

4,597

22,992

2,459

18,889

33,167

35,189

24,927

8,844

30,558

16,072

18,220

9,179

9,319

9,973

5,637

24,696

3,080

25,875

12,937

33,750

9,000

11,812

22,500

22,500

18,112

7,059

12,656

11,272

31,500

9,000

15,750

19,731

16,312

20,812

15,750

1,519

1,519

7,015

923

14,295

4,150

13,367

6,219

9,594

7,523

8,300

5,246

10,602

6,839

14,256

2,706

3,161

20,227

2,126

8,660

14,140

15,032

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(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

20/02/20

Contact name:

Mark Millward

Telephone number:

0191 279 7305

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
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