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Samson Rock Capital LLP - Form 8.3 - McCarthy & Stone PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1.         KEY INFORMATION

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors’ and other employee options)

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

(b)        Cash-settled derivative transactions

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

(ii)        Exercise

(d)        Other dealings (including subscribing for new securities)

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

(b)        Agreements, arrangements or understandings relating to options or derivatives

(c)        Attachments

   

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at.www.thetakeoverpanel.org.uk

(a) Full name of discloser:                              SAMSON ROCK CAPITAL LLP

(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose         MCCARTHY & STONE PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree

(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:

(e) Date position held/dealing undertaken:               
For an opening position disclosure, state the latest
practicable date prior to the disclosure

(f) In addition to the company in 1(c) above, is the     No
discloser making disclosures in respect of any other
party to the offer?
If it is a cash offer or possible cash offer, state
“N/A”23/10/2020
Class of relevant security:                                 ORDINARY 0.1p

                                                         Interests      Short
                                                                       positions

                                                        Number     %   Number %

(1) Relevant securities owned and/or controlled:

(2) Cash-settled derivatives:                         14,392,824 2.68%

(3) Stock-settled derivatives (including options) and
agreements to purchase/sell:

                                                      14,392,824 2.68%
TOTAL:
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:
Class of relevant security Purchase/sale Number of securities Price per unit
Class of relevant   Product    Nature of dealing  Number of  Price per unit
    security      description        e.g.         reference
                   e.g. CFD    opening/closing a  securities
                                  long/short
                                   position,
                              increasing/reducing
                                 a long/short
                                   position

   8p ORDINARY        CFD      INCREASING A LONG   300,000     
                                   POSITION

   8p ORDINARY        CFD      INCREASING A LONG  3,897,161    
                                   POSITION

   8p ORDINARY        CFD      INCREASING A LONG  3,000,000    
                                   POSITION

   8p ORDINARY        CFD      INCREASING A LONG   250,000     
                                   POSITION

   8p ORDINARY        CFD      INCREASING A LONG  5,945,663    
                                   POSITION

   8p ORDINARY        CFD      INCREASING A LONG  1,000,000    
                                   POSITION115.60 GBp116.00 GBp116.50 GBp116.60 GBp117.00GBp117.10 GBp
Class of   Product    Writing,   Number of  Exercise    Type    Expiry  Option
relevant description purchasing, securities price per   e.g.     date   money
security  e.g. call   selling,    to which    unit    American,         paid/
           option      varying     option             European         received
                        etc.      relates               etc.           per unit
Class of relevant     Product         Exercising/    Number of  Exercise price
    security        description    exercised against securities    per unit
                  e.g. call option
Class of relevant security Nature of dealing  Details Price per unit (if
                           e.g. subscription,            applicable)
                               conversion
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”

NONE
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”


NONE
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 

Contact name:       

Telephone number*:  0203994180026/10/2020Trishawna Simpson

Quick facts: McCarthy & Stone PLC

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Market: LSE
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