Samson Rock Capital LLP - Form 8.3 - McCarthy & Stone PLC
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(b) Cash-settled derivative transactions
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
(d) Other dealings (including subscribing for new securities)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
(b) Agreements, arrangements or understandings relating to options or derivatives
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at.www.thetakeoverpanel.org.uk
(a) Full name of discloser: SAMSON ROCK CAPITAL LLP (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. (c) Name of offeror/offeree in relation to whose MCCARTHY & STONE PLC relevant securities this form relates: Use a separate form for each offeror/offeree (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure (f) In addition to the company in 1(c) above, is the No discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”
Class of relevant security: ORDINARY 0.1p Interests Short positions Number % Number % (1) Relevant securities owned and/or controlled: (2) Cash-settled derivatives: 14,392,824 2.68% (3) Stock-settled derivatives (including options) and agreements to purchase/sell: 14,392,824 2.68% TOTAL:
Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages:
Class of relevant security Purchase/sale Number of securities Price per unit
Class of relevant Product Nature of dealing Number of Price per unit security description e.g. reference e.g. CFD opening/closing a securities long/short position, increasing/reducing a long/short position 8p ORDINARY CFD INCREASING A LONG 300,000 POSITION 8p ORDINARY CFD INCREASING A LONG 3,897,161 POSITION 8p ORDINARY CFD INCREASING A LONG 3,000,000 POSITION 8p ORDINARY CFD INCREASING A LONG 250,000 POSITION 8p ORDINARY CFD INCREASING A LONG 5,945,663 POSITION 8p ORDINARY CFD INCREASING A LONG 1,000,000 POSITION
115.60 GBp 116.00 GBp 116.50 GBp 116.60 GBp 117.00GBp 117.10 GBp
Class of Product Writing, Number of Exercise Type Expiry Option relevant description purchasing, securities price per e.g. date money security e.g. call selling, to which unit American, paid/ option varying option European received etc. relates etc. per unit
Class of relevant Product Exercising/ Number of Exercise price security description exercised against securities per unit e.g. call option
Class of relevant security Nature of dealing Details Price per unit (if e.g. subscription, applicable) conversion
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” NONE
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: Contact name: Telephone number*: 02039941800
26/10/2020 Trishawna Simpson
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