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SABMiller

HBK Investments LP - Form 8.3 - SABMiller Plc

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1.         KEY INFORMATION

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors’ and other executive options)

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)        Purchases and sales

(b)        Derivatives transactions (other than options)

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

(ii)        Exercising

(d)        Other dealings (including subscribing for new securities)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

(b)        Agreements, arrangements or understandings relating to options or derivatives

(c)        Attachments

   

Public disclosures under Rule 8 of the Code must be made to a and must also be emailed to the at .  The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.Regulatory Information ServiceTakeover Panelmonitoring@disclosure.org.uk

The Code can be viewed on the Panel’s website at .www.thetakeoverpanel.org.uk

(a) Identity of the person whose          on behalf of
positions/dealings are being disclosed:  itself, its subadvisors and its managed
                                         funds

(b) Owner or controller of interests and N/A
short positions disclosed, if different
from 1(a):
The naming of nominee or vehicle
companies is insufficient

(c)  of offeror/offeree in relation  
to whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree

(d) If an exempt fund manager connected
with an offeror/offeree, state this and
specify identity of offeror/offeree:

(e) Date position held/dealing           
undertaken:

(f) Has the discloser previously         YES, Anheuser-Busch InBev SA/NV
disclosed, or are they today disclosing,
under the Code in respect of any other
party to this offer?HBK Investments L.P.NameSABMiller Plc4th October 2016
Class of relevant security:                       Ordinary Shares
                                                   (ISIN: GB0004835483)
                                                 and ADR’s (US78572M1053)

                                                    Interests      Short
                                                                  positions

                                                   Number     %   Number %

(1) Relevant securities owned and/or controlled:

(2) Derivatives (other than options):            20,159,246 1.241

(3) Options and agreements to purchase/sell:

TOTAL:                                           20,159,246 1.241USD 0.10
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:
Class of relevant security Purchase/sale Number of securities Price per unit
Class of      Product       Nature of dealing  Number of  Price per unit
relevant    description           e.g.         reference
security     e.g. CFD       opening/closing a  securities
                               long/short
                                position,
                           increasing/reducing
                              a long/short
                                position



 Total Return Swap  Increasing a long    44.9540
ordinary                        position



 Total Return Swap  Increasing a long    44.9540
ordinary                        positionUSD 0.10898,847    GBPUSD 0.10101,153    GBP
Class of   Product    Writing,   Number of  Exercise    Type    Expiry  Option
relevant description purchasing, securities price per   e.g.     date   money
security  e.g. call   selling,    to which    unit    American,         paid/
           option      varying     option             European         received
                        etc.      relates               etc.           per unit
Class of relevant Product description Number of securities Exercise price per
    security       e.g. call option                               unit
Class of relevant security Nature of dealing  Details Price per unit (if
                           e.g. subscription,            applicable)
                               conversion
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer:
If there are no such agreements, arrangements or understandings, state “none”
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 

Contact name:       

Telephone number:   +44 (0)20 7659 19065th October 2016Jonathan Brown
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